Householder Group Estate & Retirement Specialists, LLC Privacy Policy 2017

Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Householder Group Estate & Retirement Specialists, LLC (“HGERS” or “The Firm”).

HGERS is an investment advisor registered with the Securities Exchange Commission. The Firm is required to communicate its policies related to the privacy of customer information. We are proud of our privacy practices and procedures and want you to know how we work with your investment adviser representative to protect your information and use your information to service your account.

The policy outlined below also includes several important disclosures. If your investment adviser representative leaves HGERS to join another brokerage firm, he/she is permitted to retain copies of your information so that he/she may continue to service your account at another registered investment adviser firm. The investment adviser representative is still required to keep your information confidential and may only share the information with his/her new firm to properly service your account.

If you would like your investment adviser representative to retain your information so that he/she can continue to service your account in the event that he/she leaves HGERS, DO NOT RESPOND TO THIS NOTIFICATION.

If, however, you do not want your investment adviser representative to retain this information in the event that he/she leaves HGERS, you must contact us to opt-out at (602) 604-0600. If you prefer you may email us at jchildress@householdergroup.com. You must include your complete name, legal address, and the last 4 digits of your social security number.

In order to facilitate the servicing of your account, HGERS may receive nonpublic personal information (i.e. social security number, banking information, health information, tax information, etc.) about you from the following sources: (1) Information we receive from you on applications, account opening documents or other forms; (2) Information about your transactions with others, or us; (3) Information we receive from a consumer reporting agency; (4) From other sources with your consent or with the consent of your registered representative.

We do not disclose any nonpublic personal information about you or anyone, except as permitted by law. Such disclosure may include the following: (1) Affiliates, including affiliated service providers (for example, insurance agencies for processing of insurance applications on your behalf); (2) Government agencies and law enforcement officials (for example, tax reporting or under a court order); (3) Unaffiliated providers as necessary to service your account (i.e. broker/dealers, insurance companies, etc.); (4) Other organizations, with your consent or as directed by your investment adviser representative (for example, your accountant or attorney’s firm for tax preparation or estate planning).

The Firm also considers privacy, security and service to be just as critical in the online environment as in the rest of our operation. As a result, we have encryption, firewall and password protections in place. The Firm restricts access to your personal and account information to those of its employees who need to know that information to provide products or services to you. The Firm maintains physical, electronic and procedural safeguards to guard your nonpublic personal information.

We will continue to adhere to the privacy policies and practices as described in this notice if you decide to close your account(s), or become an inactive customer. If you have any questions concerning The Firm’s privacy policy and procedures feel free to contact us at (602) 604-0600.

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